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Securities Litigation and Arbitration

Experienced Baltimore, Maryland Securities Lawyers

The Baltimore, Maryland law firm of West & Costello, LLC has been serving the securities litigation and arbitration needs of investors, broker-dealers, stockbrokers, and financial advisors since 1994. Representing clients in Maryland, Delaware, Washington, DC, and Northern Virginia, and throughout the country, their securities attorneys have the knowledge and experience to represent every type of securities dispute related to:

  • Customer Complaints
  • Regulatory Investigations
  • Unsuitable Investment Advice
  • Financial Advisor Fraud
  • Failure to Supervise
  • Misuse of Margin Accounts
  • Unauthorized Trades
  • Breach of Fiduciary Duties
  • Excessive Trading/Churning
  • Failure to Disclose or Misrepresentation

Extensive Experience in Significant Regulatory Matters

If a dispute regarding securities fraud or account mismanagement goes before the NASD or NYSE, the lawyers at West & Costello, LLC have the extensive experience to handle it. With an attorney skilled as a NASD arbitrator, along with knowledgeable partners, they have represented hundreds of clients in securities arbitrations.

Whether it involves a securities employment dispute, a regulatory investigation, or a financial advisor fraud or negligence action, these Baltimore lawyers will investigate the claims at issue and develop a strategy for a successful resolution of the dispute aimed at promoting and protecting their clients’ best interests.

Contact Us

For a free initial consultation to discuss a securities account or employment matter, contact their securities attorneys today.

West & Costello, LLC
409 Washington Avenue, Suite 1010
Towson, MD 21204
Phone: (410) 296-4655
Fax: (410) 296-6654


The law firm of West & Costello, LLC in Baltimore County, Maryland, provides professional legal representation to clients in the cities of Baltimore, Frederick, Towson, Bethesda, Germantown, Laurel, Hagerstown, Annapolis, Easton, and Salisbury, Maryland, plus clients in Allegany County, Anne Arundel County, Baltimore County, Calvert County, Caroline County, Carroll County, Cecil County, Charles County, Dorchester County, Frederick County, Garrett County, Harford County, Howard County, Kent County, Montgomery County, Prince George's County, Queen Anne's County, St. Mary's County, Somerset County, Talbot County, Washington County, Wicomico County, Worcester County, as well as in Delaware, Northern Virginia and Washington D.C., the Baltimore-Washington Corridor and more.

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